<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/16?registers=between Wed, 25 Jun 2025 13:12:32 -0700 Wed, 25 Jun 2025 13:12:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/16?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22121.html https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22121.html Tue, 16 Sep 2014 00:00:00 -0700 2014-22121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22121.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend Section 107.03 of the Listed Company Manual To Provide That No Security Shall Be Approved for Listing on the Exchange That is Delinquent in Its Filing Obligation With the Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22004.html https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22004.html Tue, 16 Sep 2014 00:00:00 -0700 2014-22004 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22004.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4753 To Expand the Information Made Available Through the Order Imbalance Indicator in Connection With the NASDAQ Halt Cross https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22003.html https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22003.html Tue, 16 Sep 2014 00:00:00 -0700 2014-22003 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22003.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 To Specify the Registration and Examination Requirements for Persons Engaged in Supervisory Activities https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22002.html https://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22002.html Tue, 16 Sep 2014 00:00:00 -0700 2014-22002 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22002.pdf