Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/16?limit=200®isters=between&mode=atom2024-12-22T12:48:18-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22121.htmlNotice - Sunshine Act Meetings2014-09-16T00:00:00-07:002014-09-16T00:00:00-07:002014-22121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22121.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22004.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend Section 107.03 of the Listed Company Manual To Provide That No Security Shall Be Approved for Listing on the Exchange That is Delinquent in Its Filing Obligation With the Securities and Exchange Commission2014-09-16T00:00:00-07:002014-09-16T00:00:00-07:002014-22004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22004.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22003.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4753 To Expand the Information Made Available Through the Order Imbalance Indicator in Connection With the NASDAQ Halt Cross2014-09-16T00:00:00-07:002014-09-16T00:00:00-07:002014-22003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22003.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/16/2014-22002.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 To Specify the Registration and Examination Requirements for Persons Engaged in Supervisory Activities2014-09-16T00:00:00-07:002014-09-16T00:00:00-07:002014-22002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-16/pdf/2014-22002.pdf