<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/15?registers=between Mon, 23 Jun 2025 19:08:23 -0700 Mon, 23 Jun 2025 19:08:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/15?registers=between Notice - Validea Capital Management, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21889.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21889.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21889 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21889.pdf Notice - BNY Mellon Funds Trust, et al.; https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21888.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21888.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21888 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21888.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 49-Equities, Which Addresses the Exchange's Emergency Powers Revising How Certain Messages Are Disseminated https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21875.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21875.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21875 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21875.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 49, Which Addresses the Exchange's Emergency Powers Revising How Certain Messages Are Disseminated https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21874.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21874.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21874 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21874.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.100, Which Addresses the Exchange's Emergency Powers Revising How Certain Messages Are Disseminated https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21873.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21873.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21873 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21873.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.60(b) To Enhance the Functionality of the Limit Order Filter https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21872.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21872.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21872 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21872.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21871.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21871.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21871 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21871.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 967NY(b) To Enhance the Functionality of the Limit Order Filter https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21870.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21870.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21870 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21870.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Related To Limiting Certain Types of Complex Orders From Legging Into the Regular Market https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21869.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21869.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21869 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21869.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade Shares of InfraCap MLP ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21868.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21868.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21868 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21868.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Provide That the Monthly DMM Credit for Certain Securities Be Prorated to the Number of Trading Days in a Month That a Security Is Assigned to a DMM https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21867.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21867.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21867 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21867.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE MKT OpenBook, NYSE MKT Trades, and NYSE MKT BBO, and To Establish Fees for Non-Display Use of NYSE MKT Order Imbalances https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21866.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21866.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21866 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21866.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Adjust the Pricing Related to the Retail Liquidity Program Under Rule 107C-Equities https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21865.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-21865.html Mon, 15 Sep 2014 00:00:00 -0700 2014-21865 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-21865.pdf Rule - Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-20890.html https://regulations.justia.com/regulations/fedreg/2014/09/15/2014-20890.html Mon, 15 Sep 2014 00:00:00 -0700 2014-20890 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-15/pdf/2014-20890.pdf