<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/11?registers=between Tue, 24 Jun 2025 10:21:21 -0700 Tue, 24 Jun 2025 10:21:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/11?registers=between Proposed Rule - Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21676.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21676.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21676 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21676.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21652.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21652.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21652 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21652.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To (i) Change the Pricing for the Retail Liquidity Program and the Qualification Requirement for the Existing Retail Order Tier, and To Add a New Retail Order Credit Under Basic Rates, and (ii) Eliminate Obsolete Pricing Tiers https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21651.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21651.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21651 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21651.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE Arca Integrated Fee, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and To Establish a Fee for Managed Non-Services for NYSE Arca BBO https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21650.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21650.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21650 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21650.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE Arca Options Market Data https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21649.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21649.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21649 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21649.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Limits for Individual Stock Based and Exchange-Traded Fund Based Volatility Index Security Futures https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21648.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21648.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21648 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21648.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE Amex Options Market Data https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21647.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21647.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21647 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21647.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, As Modified by Amendment No. 2 Thereto, To Revise Rules To Provide for the 2014 ISDA Definitions https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21646.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21646.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21646 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21646.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21645.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21645.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21645 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21645.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21644.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21644.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21644 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21644.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, and 5, To List and Trade Shares of the Cambria Global Momentum ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21643.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21643.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21643 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21643.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of Certain Funds of the Alpha Architect ETF Trust https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21642.html https://regulations.justia.com/regulations/fedreg/2014/09/11/2014-21642.html Thu, 11 Sep 2014 00:00:00 -0700 2014-21642 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-11/pdf/2014-21642.pdf