<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/08?registers=between Tue, 24 Jun 2025 15:48:20 -0700 Tue, 24 Jun 2025 15:48:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/08?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21454.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21454.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21454 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21454.pdf Notice - In the Matter of Bay Acquisition Corp. (a/k/a SecureLogic Corp.) (n/k/a Goozex Holdings, Inc.), BTHC XV, Inc., Caleco Pharma Corp., and CareAdvantage, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21393.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21393.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21393 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21393.pdf Notice - In the Matter of Asia Cork, Inc., Biocurex, Inc., Carthew Bay Technologies Inc., Current Technology Corp., Gamecorp Ltd. (n/k/a DealNet Capital Corp.), Globetech Ventures Corp., and Pepper Rock Resources Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21392.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21392.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21392 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21392.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21252.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21252.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21252 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21252.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Related to Enhancements to Its Risk Model for Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21251.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21251.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21251 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21251.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21250.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21250.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21250 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21250.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals (“SMMP”), and Rule D-15, on the Definition of SMMP https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21249.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21249.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21249 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21249.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21248.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21248.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21248 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21248.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading Shares of ProShares Managed Futures Strategy; ProShares Commodity Managed Futures Strategy; and ProShares Financial Managed Futures Strategy Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21247.html https://regulations.justia.com/regulations/fedreg/2014/09/08/2014-21247.html Mon, 08 Sep 2014 00:00:00 -0700 2014-21247 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-08/pdf/2014-21247.pdf