<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/04?registers=between Wed, 25 Jun 2025 16:45:45 -0700 Wed, 25 Jun 2025 16:45:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/04?registers=between Notice - Order Making Fiscal Year 2015 Annual Adjustments to Registration Fee Rates https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21071.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21071.html Thu, 04 Sep 2014 00:00:00 -0700 2014-21071 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21071.pdf Notice - Investment Company Act Release No. IC-31235; 812-14242; Monroe Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21004.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21004.html Thu, 04 Sep 2014 00:00:00 -0700 2014-21004 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21004.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21003.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21003.html Thu, 04 Sep 2014 00:00:00 -0700 2014-21003 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21003.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 and 21.1 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21002.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21002.html Thu, 04 Sep 2014 00:00:00 -0700 2014-21002 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21002.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to ICC's Authority to Use Guaranty Fund and House Initial Margin as an Internal Liquidity Resource https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21001.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-21001.html Thu, 04 Sep 2014 00:00:00 -0700 2014-21001 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-21001.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt Fees for MIAX PRIME https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20999.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20999.html Thu, 04 Sep 2014 00:00:00 -0700 2014-20999 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-20999.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending NYSE Arca Equities Rules 7.6, 7.11, 7.16, 7.31, 7.34, 7.35, 7.37 and 7.65 to Eliminate Certain Order Types, Modifiers and Related References https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20998.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20998.html Thu, 04 Sep 2014 00:00:00 -0700 2014-20998 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-20998.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Standard Western European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20997.html https://regulations.justia.com/regulations/fedreg/2014/09/04/2014-20997.html Thu, 04 Sep 2014 00:00:00 -0700 2014-20997 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-04/pdf/2014-20997.pdf