<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/03?registers=between Sun, 22 Dec 2024 11:30:23 -0800 Sun, 22 Dec 2024 11:30:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/03?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-21005.html https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-21005.html Wed, 03 Sep 2014 00:00:00 -0700 2014-21005 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-03/pdf/2014-21005.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Eight PIMCO Exchange-Traded Funds Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20874.html https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20874.html Wed, 03 Sep 2014 00:00:00 -0700 2014-20874 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-03/pdf/2014-20874.pdf Notice - Advisors Series Trust and Vivaldi Asset Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20869.html https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20869.html Wed, 03 Sep 2014 00:00:00 -0700 2014-20869 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-03/pdf/2014-20869.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20868.html https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20868.html Wed, 03 Sep 2014 00:00:00 -0700 2014-20868 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-03/pdf/2014-20868.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20867.html https://regulations.justia.com/regulations/fedreg/2014/09/03/2014-20867.html Wed, 03 Sep 2014 00:00:00 -0700 2014-20867 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-03/pdf/2014-20867.pdf