<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/18?registers=between Mon, 23 Jun 2025 06:56:43 -0700 Mon, 23 Jun 2025 06:56:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/18?registers=between Notice - In the Matter of Black Hawk Exploration, Composite Technology Corporation, Forza Environmental Building Products, Inc., Hotcloud Mobile, Inc., ImmunoBiotics, Inc., and SpatiaLight, Inc; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19617.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19617.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19617 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19617.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19527.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19527.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19527 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19527.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to Clearing of Certain iTraxx Europe Index Untranched CDS Contracts on Indices Administered by Markit https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19526.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19526.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19526 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19526.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19482.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19482.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19482 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19482.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Fee Schedule To Establish Fees for After-Hours Operations https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19481.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19481.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19481 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19481.pdf Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Definition of the Term “Nonprofessional” https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19480.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19480.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19480 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19480.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19479.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19479.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19479 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19479.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19478.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19478.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19478 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19478.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the iShares Short Maturity Bond Fund https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19477.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19477.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19477 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19477.pdf Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Sections 5.4 and 7.1 of the OPRA Plan https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19476.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19476.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19476 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19476.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19475.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19475.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19475 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19475.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Non-Customer Linkage and Sweep Orders https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19474.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19474.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19474 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19474.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 935NY and Rule 964NY To Delete Obsolete References to Tracking Orders and Make Other Non-Substantive, Technical Changes to the Exchange Rules https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19473.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19473.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19473 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19473.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19472.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19472.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19472 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19472.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the iShares Commodities Strategy ETF of iShares U.S. ETF Trust https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19471.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19471.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19471 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19471.pdf Proposed Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19421.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19421.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19421 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19421.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating To Include Additional Specificity Within Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19415.html https://regulations.justia.com/regulations/fedreg/2014/08/18/2014-19415.html Mon, 18 Aug 2014 00:00:00 -0700 2014-19415 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-18/pdf/2014-19415.pdf