<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/15?registers=between Mon, 23 Jun 2025 14:06:05 -0700 Mon, 23 Jun 2025 14:06:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/15?registers=between Notice - Principal Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19338.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19338.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19338 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19338.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19337.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19337.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19337 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19337.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Qualified Market Maker Incentive Program Under Rule 7014, and the Schedule of Fees and Rebates Under Rule 7018 https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19336.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19336.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19336 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19336.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of the Shares of the Arrow DWA Balanced ETF, Arrow DWA Tactical ETF and Arrow DWA Tactical Yield ETF of Arrow Investments Trust https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19335.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19335.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19335 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19335.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate Program https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19334.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19334.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19334 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19334.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19333.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19333.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19333 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19333.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Modify the Tier 2 Adding Credit https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19332.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19332.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19332 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19332.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice To Permit OCC To Adjust the Size of Its Clearing Fund Intra-Month and Clearing Member's Clearing Fund Contributions Intra-Month https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19331.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19331.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19331 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19331.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19330.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19330.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19330 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19330.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Emerging European and Middle Eastern Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19329.html https://regulations.justia.com/regulations/fedreg/2014/08/15/2014-19329.html Fri, 15 Aug 2014 00:00:00 -0700 2014-19329 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-15/pdf/2014-19329.pdf