<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/13?registers=between Sun, 22 Dec 2024 07:09:52 -0800 Sun, 22 Dec 2024 07:09:52 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/13?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19099.html https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19099.html Wed, 13 Aug 2014 00:00:00 -0700 2014-19099 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-13/pdf/2014-19099.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule in a Number of Different Ways https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19098.html https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19098.html Wed, 13 Aug 2014 00:00:00 -0700 2014-19098 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-13/pdf/2014-19098.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19097.html https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19097.html Wed, 13 Aug 2014 00:00:00 -0700 2014-19097 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-13/pdf/2014-19097.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rule 14.11(k) To Permit BATS Exchange, Inc. To List Managed Portfolio Shares and To List and Trade Shares of Certain Funds of the Spruce ETF Trust https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19096.html https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19096.html Wed, 13 Aug 2014 00:00:00 -0700 2014-19096 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-13/pdf/2014-19096.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19095.html https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19095.html Wed, 13 Aug 2014 00:00:00 -0700 2014-19095 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-13/pdf/2014-19095.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19094.html https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19094.html Wed, 13 Aug 2014 00:00:00 -0700 2014-19094 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-13/pdf/2014-19094.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Fees https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19093.html https://regulations.justia.com/regulations/fedreg/2014/08/13/2014-19093.html Wed, 13 Aug 2014 00:00:00 -0700 2014-19093 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-13/pdf/2014-19093.pdf