<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/11?registers=between Tue, 15 Jul 2025 03:27:47 -0700 Tue, 15 Jul 2025 03:27:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/08/11?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-19047.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-19047.html Mon, 11 Aug 2014 00:00:00 -0700 2014-19047 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-19047.pdf Notice - H&Q Healthcare Investors, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18882.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18882.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18882 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18882.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 24 Examination Program https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18881.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18881.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18881.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 23 Examination Program https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18880.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18880.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18880.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Transfer NIIDS to a Non-Clearing Agency Affiliate https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18879.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18879.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18879.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise the ICC Treasury Policies and Procedures https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18878.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18878.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18878.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change to Liquidity Policies Relating to EMIR https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18877.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18877.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18877.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Utilize a Trade Condition Modifier https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18876.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18876.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18876 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18876.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section P of the Fee Schedule Concerning the Market Data Revenue Rebates Program https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18875.html https://regulations.justia.com/regulations/fedreg/2014/08/11/2014-18875.html Mon, 11 Aug 2014 00:00:00 -0700 2014-18875 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-08-11/pdf/2014-18875.pdf