<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/30?registers=between Sun, 22 Dec 2024 12:21:55 -0800 Sun, 22 Dec 2024 12:21:55 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/30?registers=between Notice - Steben Alternative Investment Funds and Steben & Company, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17883.html https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17883.html Wed, 30 Jul 2014 00:00:00 -0700 2014-17883 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-30/pdf/2014-17883.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Amend IM-5900-7 To, Among Other Things, Modify the Free Services Offered to Certain Newly Listing Companies https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17882.html https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17882.html Wed, 30 Jul 2014 00:00:00 -0700 2014-17882 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-30/pdf/2014-17882.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17881.html https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17881.html Wed, 30 Jul 2014 00:00:00 -0700 2014-17881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-30/pdf/2014-17881.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17880.html https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17880.html Wed, 30 Jul 2014 00:00:00 -0700 2014-17880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-30/pdf/2014-17880.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Athena High Dividend ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17879.html https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17879.html Wed, 30 Jul 2014 00:00:00 -0700 2014-17879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-30/pdf/2014-17879.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPY and DIA Options https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17878.html https://regulations.justia.com/regulations/fedreg/2014/07/30/2014-17878.html Wed, 30 Jul 2014 00:00:00 -0700 2014-17878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-30/pdf/2014-17878.pdf