<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/28?registers=between
Mon, 14 Jul 2025 13:08:13 -0700
Mon, 14 Jul 2025 13:08:13 -0700
Justia Regulations Tracker
Copyright 2011 Justia Inc.
https://regulations.justia.com/images/justiafedregulations.gif
<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/28?registers=between
-
Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17810.html
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17810.html
Mon, 28 Jul 2014 00:00:00 -0700
2014-17810
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17810.pdf
-
Notice - TrimTabs Asset Management, LLC, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17655.html
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17655.html
Mon, 28 Jul 2014 00:00:00 -0700
2014-17655
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17655.pdf
-
Notice - Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright International Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17641.html
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17641.html
Mon, 28 Jul 2014 00:00:00 -0700
2014-17641
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17641.pdf
-
Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Disapprove a Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data”
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17640.html
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17640.html
Mon, 28 Jul 2014 00:00:00 -0700
2014-17640
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17640.pdf
-
Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of InfraCap Active MLP ETF Under NYSE Arca Equities Rule 8.600
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17639.html
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17639.html
Mon, 28 Jul 2014 00:00:00 -0700
2014-17639
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17639.pdf
-
Notice - Wells Fargo Funds Management, LLC and Wells Fargo Exchange-Traded Funds Trust; Notice of Application
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17617.html
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17617.html
Mon, 28 Jul 2014 00:00:00 -0700
2014-17617
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17617.pdf
-
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 2081, Prohibited Conditions Relating to Expungement of Customer Dispute Information
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17614.html
https://regulations.justia.com/regulations/fedreg/2014/07/28/2014-17614.html
Mon, 28 Jul 2014 00:00:00 -0700
2014-17614
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-07-28/pdf/2014-17614.pdf