<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/15?registers=between Mon, 23 Jun 2025 16:01:08 -0700 Mon, 23 Jun 2025 16:01:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/15?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16697.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16697.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16697 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16697.pdf Notice - In The Matter of Cynk Technology Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16693.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16693.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16693 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16693.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to EMIR Requirements https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16542.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16542.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16542 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16542.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Modify the Receiver Authorized Deliver and Reclaim Processing Value Limits by Transaction https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16502.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16502.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16502 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16502.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16501.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16501.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16501 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16501.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule in a Number of Different Ways https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16500.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16500.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16500 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16500.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Members' Schedule of NYSE Amex Options LLC In Order To Reflect Changes To the Capital Structure of the Company https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16499.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16499.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16499 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16499.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16498.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16498.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16498 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16498.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of Hull Tactical US ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16497.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16497.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16497 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16497.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Extending AIM and FLEX AIM Pilot Programs Until July 18, 2015 https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16496.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16496.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16496 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16496.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Program Until July 18, 2015 https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16495.html https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16495.html Tue, 15 Jul 2014 00:00:00 -0700 2014-16495 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-15/pdf/2014-16495.pdf