<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/14?registers=between Sat, 12 Jul 2025 03:34:12 -0700 Sat, 12 Jul 2025 03:34:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/14?registers=between Notice - the Matter of ErgoBilt, Inc., FPB Bancorp, Inc., Geos Communications, Inc., Integra Bank Corporation, Latitude Solutions Inc., Noram Capital Holdings, Inc., Raptor Technology Group, Inc., and Subjex Corp.; Order Of Suspension Of Trading https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16518.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16518.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16518 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16518.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16373.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16373.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16373 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16373.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16372.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16372.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16372 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16372.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the MIAX Market Maker Sliding Scale for Transaction Fees https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16371.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16371.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16371 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16371.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Consolidation of the Governance Committee and Nominating Committee Into a Single Committee, Changes to the Nominating Process for Directors, and Increasing the Number of Public Directors on the Options Clearing Corporation's Board of Directors https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16370.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16370.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16370 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16370.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16369.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16369.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16369 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16369.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16368.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16368.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16368 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16368.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16367.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16367.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16367 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16367.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16366.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16366.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16366 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16366.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Related to ICC's Authority To Use Guaranty Fund and House Initial Margin as an Internal Liquidity Resource https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16365.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16365.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16365 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16365.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Application Procedures for Trading Permit Holders and Associated Persons of Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16364.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16364.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16364 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16364.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16363.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16363.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16363 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16363.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16362.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16362.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16362 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16362.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Regarding Investment Losses and Non-Default Losses https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16361.html https://regulations.justia.com/regulations/fedreg/2014/07/14/2014-16361.html Mon, 14 Jul 2014 00:00:00 -0700 2014-16361 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-14/pdf/2014-16361.pdf