<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/11?registers=between Sun, 22 Dec 2024 11:24:17 -0800 Sun, 22 Dec 2024 11:24:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/11?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing Concerning the Consolidation of the Governance Committee and Nominating Committee Into a Single Committee, Changes to the Nominating Process for Directors, and Increasing the Number of Public Directors on The Options Clearing Corporation's Board of Directors https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16193.html https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16193.html Fri, 11 Jul 2014 00:00:00 -0700 2014-16193 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-11/pdf/2014-16193.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16192.html https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16192.html Fri, 11 Jul 2014 00:00:00 -0700 2014-16192 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-11/pdf/2014-16192.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 to Make the Add Liquidity Only Modifier Available for Additional Limit Orders and Make the Day Time-In-Force Condition Available for Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16191.html https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16191.html Fri, 11 Jul 2014 00:00:00 -0700 2014-16191 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-11/pdf/2014-16191.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 13-Equities To Make the Add Liquidity Only Modifier Available for Additional Limit Orders and Make the Day Time-In-Force Condition Available for Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16190.html https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16190.html Fri, 11 Jul 2014 00:00:00 -0700 2014-16190 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-11/pdf/2014-16190.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Midpoint Peg Post-Only Order and Modify the Minimum Quantity Order on NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16189.html https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16189.html Fri, 11 Jul 2014 00:00:00 -0700 2014-16189 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-11/pdf/2014-16189.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16188.html https://regulations.justia.com/regulations/fedreg/2014/07/11/2014-16188.html Fri, 11 Jul 2014 00:00:00 -0700 2014-16188 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-11/pdf/2014-16188.pdf