<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/03?registers=between Sun, 22 Dec 2024 13:03:34 -0800 Sun, 22 Dec 2024 13:03:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/07/03?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15666.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15666.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15666 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15666.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of the Shares of the Arrow DWA Balanced ETF, Arrow DWA Tactical ETF and Arrow DWA Tactical Yield ETF of Arrow Investments Trust https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15610.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15610.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15610 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15610.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change To Amend Rule 24.19 https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15609.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15609.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15609 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15609.pdf Notice - Self-Regulatory Organizations: Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange LLC To List and Trade Options on Shares of the iShare ETFs https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15608.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15608.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15608 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15608.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Revisions to the Definitions of Non-Public Arbitrator and Public Arbitrator https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15607.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15607.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15607 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15607.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rule 720A https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15606.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15606.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15606 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15606.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rule 720A https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15605.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15605.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15605 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15605.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Broaden the Scope of the Licensing and Appointments Service and To Amend NSCC's Fee Structure https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15604.html https://regulations.justia.com/regulations/fedreg/2014/07/03/2014-15604.html Thu, 03 Jul 2014 00:00:00 -0700 2014-15604 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-07-03/pdf/2014-15604.pdf