<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06?registers=between&min-day=1&max-day=30 Sat, 04 May 2024 13:43:09 -0700 Sat, 04 May 2024 13:43:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06?registers=between&min-day=1&max-day=30 Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15394.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15394.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15394 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15394.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15206.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15206.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15206 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15206.pdf Notice - Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a Tick Size Pilot Plan https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15205.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15205.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15205 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15205.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt FINRA Rule 2243 (Disclosure and Reporting Obligations Related to Recruitment Practices) https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15204.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15204.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15204 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15204.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposal To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15203.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15203.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15203.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15202.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15202.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15202 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15202.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15201.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15201.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15201 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15201.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes to the Name of, and the Means of Seeking the Investment Objective Applicable to, the PIMCO Real Return Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15200.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15200.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15200 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15200.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short-Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15199.html https://regulations.justia.com/regulations/fedreg/2014/06/30/2014-15199.html Mon, 30 Jun 2014 00:00:00 -0700 2014-15199 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-30/pdf/2014-15199.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15277.html https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15277.html Fri, 27 Jun 2014 00:00:00 -0700 2014-15277 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-27/pdf/2014-15277.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15253.html https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15253.html Fri, 27 Jun 2014 00:00:00 -0700 2014-15253 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-27/pdf/2014-15253.pdf Notice - Medient Studios, Inc., TISO; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15228.html https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15228.html Fri, 27 Jun 2014 00:00:00 -0700 2014-15228 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-27/pdf/2014-15228.pdf Notice - College Retirement Equities Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15029.html https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15029.html Fri, 27 Jun 2014 00:00:00 -0700 2014-15029 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-27/pdf/2014-15029.pdf Notice - Resource Real Estate Diversified Income Fund and Resource Real Estate, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15028.html https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15028.html Fri, 27 Jun 2014 00:00:00 -0700 2014-15028 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-27/pdf/2014-15028.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to the Priority Afforded to In-Crowd Participants Respecting Crossing, Facilitation, and Solicited Orders in Open Outcry Trading https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15027.html https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-15027.html Fri, 27 Jun 2014 00:00:00 -0700 2014-15027 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-27/pdf/2014-15027.pdf Proposed Rule - Freedom of Information Act Regulations: Fee Schedule, Addition of Appeal Time Frame, and Miscellaneous Administrative Changes https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-14979.html https://regulations.justia.com/regulations/fedreg/2014/06/27/2014-14979.html Fri, 27 Jun 2014 00:00:00 -0700 2014-14979 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-06-27/pdf/2014-14979.pdf Notice - In the Matter of BioMedical Technology Solutions Holdings, Inc., Chaolei Marketing and Finance Company, Clear-Lite Holdings, Inc., Encompass Group Affiliates, Inc. (n/k/a Re-Act Enterprises, Inc.), Hydron Technologies, Inc., Sun American Bancorp, and XenaCare Holdings, Inc.; File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-15053.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-15053.html Thu, 26 Jun 2014 00:00:00 -0700 2014-15053 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-15053.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-15013.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-15013.html Thu, 26 Jun 2014 00:00:00 -0700 2014-15013 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-15013.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14971.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14971.html Thu, 26 Jun 2014 00:00:00 -0700 2014-14971 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-14971.pdf Notice - Cohen & Steers ETF Trust, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14944.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14944.html Thu, 26 Jun 2014 00:00:00 -0700 2014-14944 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-14944.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt a Supplemental Schedule for Inventory Positions Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14942.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14942.html Thu, 26 Jun 2014 00:00:00 -0700 2014-14942 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-14942.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of the Nasdaq Opening Cross Contingency https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14941.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14941.html Thu, 26 Jun 2014 00:00:00 -0700 2014-14941 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-14941.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Update OCX's Rulebook for Filings Previously Made with the Commodity Futures Trading Commission https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14940.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14940.html Thu, 26 Jun 2014 00:00:00 -0700 2014-14940 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-14940.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 2 and No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3 To List and Trade Shares of Fidelity® Corporate Bond ETF Managed Shares Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14939.html https://regulations.justia.com/regulations/fedreg/2014/06/26/2014-14939.html Thu, 26 Jun 2014 00:00:00 -0700 2014-14939 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-26/pdf/2014-14939.pdf Notice - Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14798.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14798.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14798 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14798.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14781.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14781.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14781 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14781.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Transfer the NIIDS Service to a Non-Clearing Agency Affiliate https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14780.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14780.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14780 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14780.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS-Y Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14779.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14779.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14779 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14779.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings in Equity Securities by the Peritus High Yield ETF https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14778.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14778.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14778 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14778.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of U.S. Exchange-Listed Options by the AdvisorShares EquityPro ETF (Formerly, the Global Alpha & Beta ETF) https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14777.html https://regulations.justia.com/regulations/fedreg/2014/06/25/2014-14777.html Wed, 25 Jun 2014 00:00:00 -0700 2014-14777 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-25/pdf/2014-14777.pdf Notice - Sunshine Act Meeting; Notice https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14772.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14772.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14772.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the AdvisorShares Sunrise Global Multi-Strategy ETF of AdvisorShares Trust https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14694.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14694.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14694 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14694.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14693.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14693.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14693 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14693.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14662.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14662.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14662 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14662.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14661.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14661.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14661 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14661.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14660.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14660.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14660 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14660.pdf Notice - Northern Lights Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14659.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14659.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14659 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14659.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Related to List of Permitted Cover https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14658.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14658.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14658 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14658.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14657.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14657.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14657 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14657.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14656.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14656.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14656 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14656.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Classification of Principals and Representatives, Numerical Requirements, Testing, Continuing Education Requirements; Rule G-7, on Information Concerning Associated Persons; and Rule G-27, on Supervision https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14655.html https://regulations.justia.com/regulations/fedreg/2014/06/24/2014-14655.html Tue, 24 Jun 2014 00:00:00 -0700 2014-14655 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-24/pdf/2014-14655.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14695.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14695.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14695 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14695.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Establish a Billing Dispute Practice https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14542.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14542.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14542 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14542.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Relating to the Listing and Trading of the Shares of the Calamos Focus Growth ETF of the Calamos ETF Trust https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14541.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14541.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14541 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14541.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14540.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14540.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14540 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14540.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Physical Delivery of CLS-Eligible Foreign Currencies https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14539.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14539.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14539 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14539.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Energy Futures and Options Contracts https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14538.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14538.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14538 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14538.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exercise Limits https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14537.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14537.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14537 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14537.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exercise Limits https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14536.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14536.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14536 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14536.pdf Notice - Self-Regulatory Organizations: Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Rule 515 https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14535.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14535.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14535 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14535.pdf Notice - Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14534.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14534.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14534 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14534.pdf Notice - Global X Funds, Global X Management Company LLC, and SEI Investments Distribution Company; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14533.html https://regulations.justia.com/regulations/fedreg/2014/06/23/2014-14533.html Mon, 23 Jun 2014 00:00:00 -0700 2014-14533 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-23/pdf/2014-14533.pdf Notice - In the Matter of AISystems, Inc. (a/k/a Airline Intelligence Systems, Inc.), Baeta Corp., China Jianye Fuel, Inc., Cordex Pharma, Inc., Diamondhead Casino Corporation, Emerald Dairy, Inc., and Kentucky Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14558.html https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14558.html Fri, 20 Jun 2014 00:00:00 -0700 2014-14558 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-20/pdf/2014-14558.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14444.html https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14444.html Fri, 20 Jun 2014 00:00:00 -0700 2014-14444 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-20/pdf/2014-14444.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14443.html https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14443.html Fri, 20 Jun 2014 00:00:00 -0700 2014-14443 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-20/pdf/2014-14443.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to New York Portfolio Clearing, LLC in the Rules of the Government Securities Division and in the Cross-Margining Agreement With the Chicago Mercantile Exchange https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14442.html https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14442.html Fri, 20 Jun 2014 00:00:00 -0700 2014-14442 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-20/pdf/2014-14442.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Multiply Listed Options https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14421.html https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14421.html Fri, 20 Jun 2014 00:00:00 -0700 2014-14421 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-20/pdf/2014-14421.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Update ICC's Policy Regarding Valuation of Maturing U.S. Treasury Securities and Update ICC's Collateral Asset Haircut Methodology https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14420.html https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14420.html Fri, 20 Jun 2014 00:00:00 -0700 2014-14420 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-20/pdf/2014-14420.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14417.html https://regulations.justia.com/regulations/fedreg/2014/06/20/2014-14417.html Fri, 20 Jun 2014 00:00:00 -0700 2014-14417 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-06-20/pdf/2014-14417.pdf Notice - In the Matter of Crescent Banking Co., Data Storage Consulting Services, Inc., First National Bancshares, Inc., Infosmart Group, Inc., Marco Community Bancorp, Inc., and Sun River Energy, Inc. (n/k/a New River Exploration, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14439.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14439.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14439 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14439.pdf Notice - In the Matter of Applied NeuroSolutions, Inc., Cowlitz Bancorporation, First Place Financial Corp., and Kedem Pharmaceuticals, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14438.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14438.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14438 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14438.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether the Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14319.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14319.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14319 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14319.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt FINRA Rule 2081, Prohibited Conditions Relating to Expungement of Customer Dispute Information; Correction https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14318.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14318.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14318 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14318.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the Reality Shares NASDAQ-100 DIVS Index ETF of the Reality Shares ETF Trust Under Rule 5705 https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14317.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14317.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14317 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14317.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14316.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14316.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14316 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14316.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Trade Nullification and Price Adjustment https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14315.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14315.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14315 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14315.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14314.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14314.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14314 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14314.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Rule Language and To Permit the Exchange To Enable or Disable Trade Adjustment Functionalities Pursuant to Notice https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14313.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14313.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14313 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14313.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 971.1NY(c)(4)(D) To Add Specificity Regarding When a Customer Best Execution Auction Would Conclude Early https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14312.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14312.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14312 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14312.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14311.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14311.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14311 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14311.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14310.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14310.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14310.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14232.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14232.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14232 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14232.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14231.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14231.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14231 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14231.pdf Notice - WhiteHorse Finance, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14204.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14204.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14204 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14204.pdf Notice - Absolute Shares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14203.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14203.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14203.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade of Shares of the First Trust Enhanced Short Maturity ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14202.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14202.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14202 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14202.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Add an Additional Requirement To Qualify for Step Up Tier 3 https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14201.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14201.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14201 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14201.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14200.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14200.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14200 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14200.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14199.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14199.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14199 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14199.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14198.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14198.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14198 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14198.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14197.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14197.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14197 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14197.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14196.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14196.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14196 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14196.pdf Notice - Public Availability of the Securities and Exchange Commission's FY 2013 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2014/06/17/2014-14101.html https://regulations.justia.com/regulations/fedreg/2014/06/17/2014-14101.html Tue, 17 Jun 2014 00:00:00 -0700 2014-14101 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-17/pdf/2014-14101.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-14121.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-14121.html Mon, 16 Jun 2014 00:00:00 -0700 2014-14121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-14121.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Joint Back Office Pricing https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13936.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13936.html Mon, 16 Jun 2014 00:00:00 -0700 2014-13936 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-13936.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Joint Back Office Pricing https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13935.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13935.html Mon, 16 Jun 2014 00:00:00 -0700 2014-13935 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-13935.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Limiting Certain Types of Complex Orders From Legging Into the Regular Market https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13934.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13934.html Mon, 16 Jun 2014 00:00:00 -0700 2014-13934 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-13934.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13933.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13933.html Mon, 16 Jun 2014 00:00:00 -0700 2014-13933 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-13933.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Global X Commodities ETF of Global X Funds https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13932.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13932.html Mon, 16 Jun 2014 00:00:00 -0700 2014-13932 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-13932.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13931.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13931.html Mon, 16 Jun 2014 00:00:00 -0700 2014-13931 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-13931.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13930.html https://regulations.justia.com/regulations/fedreg/2014/06/16/2014-13930.html Mon, 16 Jun 2014 00:00:00 -0700 2014-13930 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-16/pdf/2014-13930.pdf Notice - LifeHealthCare, Inc., Smartlinx, Inc., and Total Apparel Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13988.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13988.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13988 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13988.pdf Notice - The Bank Holdings, Community Valley Bancorp, Genemen, Inc., GWS Technologies, Inc., Homeland Precious Metals Corp., and NuRx Pharmaceuticals, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13987.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13987.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13987 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13987.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 1080.08 https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13823.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13823.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13823 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13823.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating To Listing and Trading of Exchange-Traded Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13822.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13822.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13822 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13822.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change to the Reference Index Relating to the Columbia Select Large Cap Value ETF https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13821.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13821.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13821 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13821.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13820.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13820.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13820 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13820.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 3 and 5 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, Relating to the Listing and Trading of Shares of Reality Shares DIVS ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13819.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13819.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13819 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13819.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of a Proposed Rule Change to Amend the Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13818.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13818.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13818 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13818.pdf Unknown - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13146.html https://regulations.justia.com/regulations/fedreg/2014/06/13/2014-13146.html Fri, 13 Jun 2014 00:00:00 -0700 2014-13146 Unknown http://www.gpo.gov/fdsys/pkg/FR-2014-06-13/pdf/2014-13146.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13702.html https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13702.html Thu, 12 Jun 2014 00:00:00 -0700 2014-13702 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-12/pdf/2014-13702.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13701.html https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13701.html Thu, 12 Jun 2014 00:00:00 -0700 2014-13701 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-12/pdf/2014-13701.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Implement a New Scorecard Feature to the Mutual Fund Profile Service https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13695.html https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13695.html Thu, 12 Jun 2014 00:00:00 -0700 2014-13695 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-12/pdf/2014-13695.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13694.html https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13694.html Thu, 12 Jun 2014 00:00:00 -0700 2014-13694 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-12/pdf/2014-13694.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Floor Booth Fees https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13693.html https://regulations.justia.com/regulations/fedreg/2014/06/12/2014-13693.html Thu, 12 Jun 2014 00:00:00 -0700 2014-13693 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-12/pdf/2014-13693.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Schwab Active Short Duration Income ETF; Schwab TargetDuration 2-Month ETF; Schwab TargetDuration 9-Month ETF; and Schwab TargetDuration 12-Month ETF Under NYSEArca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13564.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13564.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13564 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13564.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13563.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13563.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13563 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13563.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt FINRA Rule 2081, Prohibited Conditions Relating to Expungement of Customer Dispute Information https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13562.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13562.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13562 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13562.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide for the Calculation of Initial Margin Requirements for Segregated Futures Accounts Through the Use of the Standard Portfolio Analysis of Risk Margin Calculation System https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13561.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13561.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13561 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13561.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Clearing Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13560.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13560.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13560 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13560.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment 1, To Amend Its Rules Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13559.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13559.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13559 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13559.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13558.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13558.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13558 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13558.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE BBO Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13557.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13557.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13557 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13557.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT BBO Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13556.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13556.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13556 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13556.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13555.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13555.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13555 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13555.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Uniform Taxonomy for CHX Rules and To Amend Certain Cross-References https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13554.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13554.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13554 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13554.pdf Notice - In the Matter of Prospect Ventures, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13574.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13574.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13574 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13574.pdf Notice - In the Matter of Alternative Energy Partners, Inc. and SK3 Group, Inc; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13573.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13573.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13573 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13573.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13467.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13467.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13467 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13467.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13466.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13466.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13466 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13466.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13465.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13465.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13465 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13465.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13464.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13464.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13464 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13464.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13463.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13463.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13463 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13463.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13462.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13462.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13462 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13462.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13461.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13461.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13461 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13461.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13460.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13460.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13460 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13460.pdf Notice - ValMark Advisers, Inc. and Northern Lights Variable Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13459.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13459.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13459 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13459.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13458.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13458.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13458 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13458.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(d)(3) in Order To Delete Reserve Orders and References Thereto From the Rules https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13457.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13457.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13457 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13457.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13456.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13456.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13456 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13456.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend IM-5900-7 to, Among Other Things, Modify the Free Services Offered to Certain Newly Listing Companies https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13455.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13455.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13455 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13455.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Fees on Strategy Executions https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13454.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13454.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13454 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13454.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Implementation of a Fee for ACATS-Related Deliveries and Receives https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13453.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13453.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13453 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13453.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13452.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13452.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13452 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13452.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13451.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13451.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13451 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13451.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Government Securities Division Fee Schedule, the Mortgage-Backed Securities Division Fee Schedule for Dealers and the Mortgage-Backed Securities Division EPN Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13450.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13450.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13450 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13450.pdf Notice - In the Matter of WebXU, Inc., File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13478.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13478.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13478 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13478.pdf Notice - China Power Technology, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13477.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13477.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13477 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13477.pdf Notice - Zhidali Radio and Television Network, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13476.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13476.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13476 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13476.pdf Notice - Order of Suspension of Trading; China Digital Animation Development, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13475.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13475.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13475 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13475.pdf Notice - Order of Suspension of Trading; In the Matter of FLM Minerals, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13474.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13474.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13474 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13474.pdf Notice - Kohlberg Kravis Roberts & Co. L.P., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13314.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13314.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13314 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13314.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Eliminate a Credit for Certain Non-Floor Broker Transactions https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13313.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13313.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13313 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13313.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Exchange Rules To Harmonize the Language With Certain Rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and Other Exchanges https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13312.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13312.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13312 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13312.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of First Trust Long/Short Equity ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13311.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13311.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13311 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13311.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the AdvisorShares Athena High Dividend ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13310.html https://regulations.justia.com/regulations/fedreg/2014/06/09/2014-13310.html Mon, 09 Jun 2014 00:00:00 -0700 2014-13310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-09/pdf/2014-13310.pdf Notice - Self-Regulatory Organization; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Make The Options Clearing Corporation's Existing Policy Concerning Specified Concentration Limits Related to Deposits of Certain Letters of Credit Applicable to All Letters of Credit https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13203.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13203.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13203.pdf Notice - MarketShares ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13153.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13153.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13153 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13153.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Regarding Investment Losses and Non-Default Losses https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13152.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13152.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13152 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13152.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving Proposed Rule Change To Amend Footnote 4 of the Exchange's Fee Schedule To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the EDGX Book Feed https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13108.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13108.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13108 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13108.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13107.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13107.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13107 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13107.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 515, 519 and 529 https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13105.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13105.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13105.pdf Notice - Ivy Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13104.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13104.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13104 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13104.pdf Notice - Fidus Investment Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13103.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13103.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13103 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13103.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13102.html https://regulations.justia.com/regulations/fedreg/2014/06/06/2014-13102.html Fri, 06 Jun 2014 00:00:00 -0700 2014-13102 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-06/pdf/2014-13102.pdf Notice - BMO Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13020.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13020.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13020 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13020.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Duration Mortgage Opportunities ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13019.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13019.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13019 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13019.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13018.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13018.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13018 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13018.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13017.html https://regulations.justia.com/regulations/fedreg/2014/06/05/2014-13017.html Thu, 05 Jun 2014 00:00:00 -0700 2014-13017 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-05/pdf/2014-13017.pdf Notice - Cloudeeva, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-13039.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-13039.html Wed, 04 Jun 2014 00:00:00 -0700 2014-13039 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-13039.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12947.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12947.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12947 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12947.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12946.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12946.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12946 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12946.pdf Notice - Prudential Investments LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12890.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12890.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12890 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12890.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Establish a Fee Schedule for Alternative Trading System Volume Information https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12889.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12889.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12889 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12889.pdf Notice - [Release No. 34-72277; File No. SR-CBOE-2014-047] https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12888.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12888.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12888 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12888.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12887.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12887.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12887 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12887.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 516 To Remove the Size Restrictions on Contra-Party Participation on a Qualified Contingent Cross Order https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12886.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12886.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12886 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12886.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to IRS Coupon Blending https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12885.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12885.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12885 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12885.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 24.20 https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12884.html https://regulations.justia.com/regulations/fedreg/2014/06/04/2014-12884.html Wed, 04 Jun 2014 00:00:00 -0700 2014-12884 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-04/pdf/2014-12884.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12891.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12891.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12891 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12891.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12775.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12775.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12775 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12775.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12774.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12774.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12774 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12774.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12773.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12773.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12773 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12773.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Concerning the Consolidation of the Governance Committee and Nominating Committee Into a Single Committee, Changes to the Nominating Process for Directors, and Increasing the Number of Public Directors on The Options Clearing Corporation's Board of Directors https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12772.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12772.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12772.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating To Protecting Personal Confidential Information in Documents Filed With FINRA Dispute Resolution https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12771.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12771.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12771 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12771.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12770.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12770.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12770 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12770.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That Intraday Margin Be Collected and Margin Assets Not Be Withdrawn When a Clearing Member's Reasonably Anticipated Settlement Obligations to OCC Would Exceed the Liquidity Resources Available to OCC To Satisfy Such Settlement Obligations https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12769.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12769.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12769 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12769.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, To List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12768.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12768.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12768 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12768.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities https://regulations.justia.com/regulations/fedreg/2014/06/02/C1-2014-12072.html https://regulations.justia.com/regulations/fedreg/2014/06/02/C1-2014-12072.html Mon, 02 Jun 2014 00:00:00 -0700 C1-2014-12072 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/C1-2014-12072.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, To Enhance NSCC's Existing Parametric Value-at-Risk Margining Model https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12648.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12648.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12648 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12648.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and To List and Trade Shares of the ActiveSharesSM https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12647.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12647.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12647 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12647.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Complex Orders https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12646.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12646.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12646 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12646.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 to Introduce a New “Retail” Modifier for Orders and to Make Related, Administrative Changes to Its Price List https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12645.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12645.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12645 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12645.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 13-Equities to Introduce a New “Retail” Modifier for Orders and to Make Related, Administrative Changes to Its Price List https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12644.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12644.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12644 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12644.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12643.html https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12643.html Mon, 02 Jun 2014 00:00:00 -0700 2014-12643 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12643.pdf