<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/19?registers=between Tue, 24 Jun 2025 12:29:14 -0700 Tue, 24 Jun 2025 12:29:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/19?registers=between Notice - In the Matter of Crescent Banking Co., Data Storage Consulting Services, Inc., First National Bancshares, Inc., Infosmart Group, Inc., Marco Community Bancorp, Inc., and Sun River Energy, Inc. (n/k/a New River Exploration, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14439.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14439.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14439 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14439.pdf Notice - In the Matter of Applied NeuroSolutions, Inc., Cowlitz Bancorporation, First Place Financial Corp., and Kedem Pharmaceuticals, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14438.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14438.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14438 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14438.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether the Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14319.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14319.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14319 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14319.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt FINRA Rule 2081, Prohibited Conditions Relating to Expungement of Customer Dispute Information; Correction https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14318.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14318.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14318 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14318.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of the Reality Shares NASDAQ-100 DIVS Index ETF of the Reality Shares ETF Trust Under Rule 5705 https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14317.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14317.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14317 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14317.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14316.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14316.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14316 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14316.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Trade Nullification and Price Adjustment https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14315.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14315.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14315 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14315.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14314.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14314.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14314 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14314.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Rule Language and To Permit the Exchange To Enable or Disable Trade Adjustment Functionalities Pursuant to Notice https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14313.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14313.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14313 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14313.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 971.1NY(c)(4)(D) To Add Specificity Regarding When a Customer Best Execution Auction Would Conclude Early https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14312.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14312.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14312 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14312.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14311.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14311.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14311 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14311.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14310.html https://regulations.justia.com/regulations/fedreg/2014/06/19/2014-14310.html Thu, 19 Jun 2014 00:00:00 -0700 2014-14310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-19/pdf/2014-14310.pdf