<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/18?registers=between Tue, 10 Jun 2025 09:06:46 -0700 Tue, 10 Jun 2025 09:06:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/18?registers=between Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14232.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14232.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14232 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14232.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14231.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14231.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14231 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14231.pdf Notice - WhiteHorse Finance, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14204.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14204.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14204 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14204.pdf Notice - Absolute Shares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14203.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14203.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14203.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade of Shares of the First Trust Enhanced Short Maturity ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14202.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14202.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14202 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14202.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Add an Additional Requirement To Qualify for Step Up Tier 3 https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14201.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14201.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14201 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14201.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14200.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14200.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14200 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14200.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14199.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14199.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14199 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14199.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14198.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14198.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14198 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14198.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14197.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14197.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14197 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14197.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14196.html https://regulations.justia.com/regulations/fedreg/2014/06/18/2014-14196.html Wed, 18 Jun 2014 00:00:00 -0700 2014-14196 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-18/pdf/2014-14196.pdf