<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/11?registers=between Tue, 24 Jun 2025 09:45:51 -0700 Tue, 24 Jun 2025 09:45:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/11?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Schwab Active Short Duration Income ETF; Schwab TargetDuration 2-Month ETF; Schwab TargetDuration 9-Month ETF; and Schwab TargetDuration 12-Month ETF Under NYSEArca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13564.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13564.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13564 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13564.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13563.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13563.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13563 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13563.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt FINRA Rule 2081, Prohibited Conditions Relating to Expungement of Customer Dispute Information https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13562.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13562.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13562 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13562.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide for the Calculation of Initial Margin Requirements for Segregated Futures Accounts Through the Use of the Standard Portfolio Analysis of Risk Margin Calculation System https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13561.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13561.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13561 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13561.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Clearing Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13560.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13560.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13560 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13560.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment 1, To Amend Its Rules Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13559.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13559.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13559 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13559.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13558.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13558.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13558 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13558.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE BBO Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13557.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13557.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13557 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13557.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT BBO Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13556.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13556.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13556 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13556.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13555.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13555.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13555 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13555.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Uniform Taxonomy for CHX Rules and To Amend Certain Cross-References https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13554.html https://regulations.justia.com/regulations/fedreg/2014/06/11/2014-13554.html Wed, 11 Jun 2014 00:00:00 -0700 2014-13554 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-11/pdf/2014-13554.pdf