<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/10?registers=between Thu, 12 Jun 2025 21:24:01 -0700 Thu, 12 Jun 2025 21:24:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/10?registers=between Notice - In the Matter of Prospect Ventures, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13574.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13574.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13574 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13574.pdf Notice - In the Matter of Alternative Energy Partners, Inc. and SK3 Group, Inc; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13573.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13573.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13573 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13573.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13467.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13467.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13467 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13467.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13466.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13466.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13466 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13466.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13465.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13465.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13465 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13465.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13464.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13464.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13464 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13464.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13463.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13463.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13463 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13463.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13462.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13462.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13462 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13462.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13461.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13461.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13461 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13461.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13460.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13460.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13460 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13460.pdf Notice - ValMark Advisers, Inc. and Northern Lights Variable Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13459.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13459.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13459 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13459.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13458.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13458.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13458 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13458.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(d)(3) in Order To Delete Reserve Orders and References Thereto From the Rules https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13457.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13457.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13457 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13457.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13456.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13456.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13456 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13456.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend IM-5900-7 to, Among Other Things, Modify the Free Services Offered to Certain Newly Listing Companies https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13455.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13455.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13455 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13455.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Fees on Strategy Executions https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13454.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13454.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13454 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13454.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Implementation of a Fee for ACATS-Related Deliveries and Receives https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13453.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13453.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13453 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13453.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13452.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13452.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13452 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13452.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13451.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13451.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13451 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13451.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Government Securities Division Fee Schedule, the Mortgage-Backed Securities Division Fee Schedule for Dealers and the Mortgage-Backed Securities Division EPN Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13450.html https://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13450.html Tue, 10 Jun 2014 00:00:00 -0700 2014-13450 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13450.pdf