Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/10?limit=200®isters=between&mode=atom2024-12-22T21:38:02-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13574.htmlNotice - In the Matter of Prospect Ventures, Inc.; Order of Suspension of Trading2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13574.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13573.htmlNotice - In the Matter of Alternative Energy Partners, Inc. and SK3 Group, Inc; Order of Suspension of Trading2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13573.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13467.htmlNotice - Proposed Collection; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13467Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13467.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13466.htmlNotice - Submission for OMB Review; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13466.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13465.htmlNotice - Submission for OMB Review; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13465.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13464.htmlNotice - Proposed Collection; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13464.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13463.htmlNotice - Proposed Collection; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13463.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13462.htmlNotice - Proposed Collection; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13462.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13461.htmlNotice - Proposed Collection; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13461Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13461.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13460.htmlNotice - Proposed Collection; Comment Request2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13460Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13460.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13459.htmlNotice - ValMark Advisers, Inc. and Northern Lights Variable Trust; Notice of Application2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13459.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13458.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF Under NYSE Arca Equities Rule 8.6002014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13458Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13458.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13457.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(d)(3) in Order To Delete Reserve Orders and References Thereto From the Rules2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13457.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13456.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13456Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13456.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13455.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend IM-5900-7 to, Among Other Things, Modify the Free Services Offered to Certain Newly Listing Companies2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13455.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13454.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Fees on Strategy Executions2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13454.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13453.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the Implementation of a Fee for ACATS-Related Deliveries and Receives2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13453Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13453.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13452.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13452Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13452.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13451.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13451.pdfhttps://regulations.justia.com/regulations/fedreg/2014/06/10/2014-13450.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Government Securities Division Fee Schedule, the Mortgage-Backed Securities Division Fee Schedule for Dealers and the Mortgage-Backed Securities Division EPN Fee Schedule2014-06-10T00:00:00-07:002014-06-10T00:00:00-07:002014-13450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-06-10/pdf/2014-13450.pdf