<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/03?registers=between Thu, 12 Jun 2025 04:44:13 -0700 Thu, 12 Jun 2025 04:44:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/03?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12891.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12891.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12891 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12891.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12775.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12775.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12775 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12775.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12774.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12774.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12774 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12774.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12773.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12773.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12773 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12773.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Concerning the Consolidation of the Governance Committee and Nominating Committee Into a Single Committee, Changes to the Nominating Process for Directors, and Increasing the Number of Public Directors on The Options Clearing Corporation's Board of Directors https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12772.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12772.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12772.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating To Protecting Personal Confidential Information in Documents Filed With FINRA Dispute Resolution https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12771.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12771.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12771 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12771.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12770.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12770.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12770 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12770.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That Intraday Margin Be Collected and Margin Assets Not Be Withdrawn When a Clearing Member's Reasonably Anticipated Settlement Obligations to OCC Would Exceed the Liquidity Resources Available to OCC To Satisfy Such Settlement Obligations https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12769.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12769.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12769 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12769.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, To List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12768.html https://regulations.justia.com/regulations/fedreg/2014/06/03/2014-12768.html Tue, 03 Jun 2014 00:00:00 -0700 2014-12768 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-03/pdf/2014-12768.pdf