Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/06/02?limit=200&registers=between&mode=atom 2024-05-18T07:32:28-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/06/02/C1-2014-12072.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities 2014-06-02T00:00:00-07:00 2014-06-02T00:00:00-07:00 C1-2014-12072 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/C1-2014-12072.pdf https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12648.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, To Enhance NSCC's Existing Parametric Value-at-Risk Margining Model 2014-06-02T00:00:00-07:00 2014-06-02T00:00:00-07:00 2014-12648 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12648.pdf https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12647.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and To List and Trade Shares of the ActiveSharesSM 2014-06-02T00:00:00-07:00 2014-06-02T00:00:00-07:00 2014-12647 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12647.pdf https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12646.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Complex Orders 2014-06-02T00:00:00-07:00 2014-06-02T00:00:00-07:00 2014-12646 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12646.pdf https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12645.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 to Introduce a New “Retail” Modifier for Orders and to Make Related, Administrative Changes to Its Price List 2014-06-02T00:00:00-07:00 2014-06-02T00:00:00-07:00 2014-12645 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12645.pdf https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12644.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 13-Equities to Introduce a New “Retail” Modifier for Orders and to Make Related, Administrative Changes to Its Price List 2014-06-02T00:00:00-07:00 2014-06-02T00:00:00-07:00 2014-12644 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12644.pdf https://regulations.justia.com/regulations/fedreg/2014/06/02/2014-12643.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2014-06-02T00:00:00-07:00 2014-06-02T00:00:00-07:00 2014-12643 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-06-02/pdf/2014-12643.pdf