<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/30?registers=between Fri, 23 May 2025 08:29:00 -0700 Fri, 23 May 2025 08:29:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/30?registers=between Notice - In the Matter of Asia Global Holdings Corp., Ikona Gear International, Inc., Imagin Molecular Corp. (n/k/a The Planet Bottle Corporation), Sungold International Holdings Corp., and Westergaard.com, Inc., Order of Suspension of Trading File No. 500-1 https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12669.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12669.html Fri, 30 May 2014 00:00:00 -0700 2014-12669 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12669.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Order Execution Algorithm of NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12527.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12527.html Fri, 30 May 2014 00:00:00 -0700 2014-12527 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12527.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12526.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12526.html Fri, 30 May 2014 00:00:00 -0700 2014-12526 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12526.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12525.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12525.html Fri, 30 May 2014 00:00:00 -0700 2014-12525 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12525.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12524.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12524.html Fri, 30 May 2014 00:00:00 -0700 2014-12524 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12524.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12523.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12523.html Fri, 30 May 2014 00:00:00 -0700 2014-12523 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12523.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Consolidation of the Governance Committee and Nominating Committee into a Single Committee, Changes to the Nominating Process for Directors, and Increasing the Number of Public Directors on The Options Clearing Corporation's Board of Directors https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12522.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12522.html Fri, 30 May 2014 00:00:00 -0700 2014-12522 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12522.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the PowerShares Multi-Strategy Alternative Portfolio of PowerShares Actively Managed Exchange-Traded Fund Trust https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12521.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12521.html Fri, 30 May 2014 00:00:00 -0700 2014-12521 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12521.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change to Suspend Competitive Trading of EFPs https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12520.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12520.html Fri, 30 May 2014 00:00:00 -0700 2014-12520 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12520.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12519.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12519.html Fri, 30 May 2014 00:00:00 -0700 2014-12519 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12519.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12518.html https://regulations.justia.com/regulations/fedreg/2014/05/30/2014-12518.html Fri, 30 May 2014 00:00:00 -0700 2014-12518 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-30/pdf/2014-12518.pdf