<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/29?registers=between Fri, 23 May 2025 14:48:58 -0700 Fri, 23 May 2025 14:48:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/29?registers=between Notice - Pro-Tech Industries, Inc., Vida Life International Ltd., Vitavea, Inc., Western Power & Equipment Corp., and Westmont Resources, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12433.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12433.html Thu, 29 May 2014 00:00:00 -0700 2014-12433 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12433.pdf Notice - In the Matter of OCTuS, Inc., Pacific Coast National Bancorp, Travelstar, Inc., We Save Homes, Inc., and ZVUE Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12432.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12432.html Thu, 29 May 2014 00:00:00 -0700 2014-12432 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12432.pdf Notice - Fortitude Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12431.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12431.html Thu, 29 May 2014 00:00:00 -0700 2014-12431 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12431.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Enhance the Exchange's Audit Trail https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12426.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12426.html Thu, 29 May 2014 00:00:00 -0700 2014-12426 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12426.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of Accounts https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12425.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12425.html Thu, 29 May 2014 00:00:00 -0700 2014-12425 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12425.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12424.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12424.html Thu, 29 May 2014 00:00:00 -0700 2014-12424 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12424.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Requirements Pertaining to Sponsored Access Under Rules 11.9 and 11.17 https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12423.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12423.html Thu, 29 May 2014 00:00:00 -0700 2014-12423 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12423.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Nasdaq Opening Cross Contingency https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12422.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12422.html Thu, 29 May 2014 00:00:00 -0700 2014-12422 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12422.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Delete From Section IX of the Exchange's Options Fee Schedule the PHOTO Historical Data Product https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12421.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12421.html Thu, 29 May 2014 00:00:00 -0700 2014-12421 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12421.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Effect Changes to the DTC Settlement Service Guide Relating to the Automated Customer Account Transfer Service of National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12420.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12420.html Thu, 29 May 2014 00:00:00 -0700 2014-12420 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12420.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Effect Processing Enhancements to the NSCC Automated Customer Account Transfer Service https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12419.html https://regulations.justia.com/regulations/fedreg/2014/05/29/2014-12419.html Thu, 29 May 2014 00:00:00 -0700 2014-12419 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-29/pdf/2014-12419.pdf