<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/27?registers=between Sat, 24 May 2025 09:03:22 -0700 Sat, 24 May 2025 09:03:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/27?registers=between Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12310.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12310.html Tue, 27 May 2014 00:00:00 -0700 2014-12310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12310.pdf Notice - International Development and Environmental Holdings; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12255.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12255.html Tue, 27 May 2014 00:00:00 -0700 2014-12255 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12255.pdf Notice - Angel Acquisition Corp. n/k/a Biogeron, Inc.;Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12248.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12248.html Tue, 27 May 2014 00:00:00 -0700 2014-12248 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12248.pdf Notice - First Power & Light, Inc.,: n/k/a Volt Solar Systems, Inc; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12247.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12247.html Tue, 27 May 2014 00:00:00 -0700 2014-12247 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12247.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trading Space Allocation Procedures https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12076.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12076.html Tue, 27 May 2014 00:00:00 -0700 2014-12076 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12076.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Broadening Arbitrators' Authority to Make Referrals During an Arbitration Proceeding https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12075.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12075.html Tue, 27 May 2014 00:00:00 -0700 2014-12075 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12075.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Regulatory Cooperation https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12074.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12074.html Tue, 27 May 2014 00:00:00 -0700 2014-12074 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12074.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY to Provide for New Procedures To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12073.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12073.html Tue, 27 May 2014 00:00:00 -0700 2014-12073 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12073.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to per Share Estimated Valuations for Unlisted DPP and REIT Securities https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12072.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12072.html Tue, 27 May 2014 00:00:00 -0700 2014-12072 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12072.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12071.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12071.html Tue, 27 May 2014 00:00:00 -0700 2014-12071 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12071.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of “Reporting Member” in the Order Audit Trail System Rules https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12070.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12070.html Tue, 27 May 2014 00:00:00 -0700 2014-12070 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12070.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12069.html https://regulations.justia.com/regulations/fedreg/2014/05/27/2014-12069.html Tue, 27 May 2014 00:00:00 -0700 2014-12069 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-27/pdf/2014-12069.pdf