<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/16?registers=between Sun, 22 Dec 2024 06:34:42 -0800 Sun, 22 Dec 2024 06:34:42 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/16?registers=between Notice - Pingify International, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11461.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11461.html Fri, 16 May 2014 00:00:00 -0700 2014-11461 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11461.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of an Advance Notice in Connection With a Proposed Change to its Operations in the Form of a Private Offering by OCC of Senior Unsecured Debt Securities https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11342.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11342.html Fri, 16 May 2014 00:00:00 -0700 2014-11342 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11342.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11298.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11298.html Fri, 16 May 2014 00:00:00 -0700 2014-11298 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11298.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Account for Recent Changes to the Securities Eligible To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11297.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11297.html Fri, 16 May 2014 00:00:00 -0700 2014-11297 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11297.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the NASDAQ Basic Data Product https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11296.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11296.html Fri, 16 May 2014 00:00:00 -0700 2014-11296 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11296.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Limitation on Entering Electronic Limit Orders From Off the Floor of the Exchange https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11295.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11295.html Fri, 16 May 2014 00:00:00 -0700 2014-11295 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11295.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Consolidate Certain Committee Functions Into the BX Review Council https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11294.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11294.html Fri, 16 May 2014 00:00:00 -0700 2014-11294 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11294.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees and Establish Fee Tiers for the Execution of Market-on-Close and Limit-on-Close Orders Executed in the NASDAQ Closing Cross and Eliminate the High Volume Market Participant Identifier Program https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11293.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11293.html Fri, 16 May 2014 00:00:00 -0700 2014-11293 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11293.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Consolidate Certain Committee Functions Into the NASDAQ Review Council https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11292.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11292.html Fri, 16 May 2014 00:00:00 -0700 2014-11292 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11292.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the Listed Company Manual To Modify How It Calculates Annual Fees for Certain Issuers in Their First Year of Listing on the Exchange Which Will Result in Large Issuers Receiving a Reduction in Their First Year's Annual Fee That Is Proportional to Their Reduced Time Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11291.html https://regulations.justia.com/regulations/fedreg/2014/05/16/2014-11291.html Fri, 16 May 2014 00:00:00 -0700 2014-11291 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-16/pdf/2014-11291.pdf