<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/15?registers=between Wed, 11 Jun 2025 23:18:16 -0700 Wed, 11 Jun 2025 23:18:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/15?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11164.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11164.html Thu, 15 May 2014 00:00:00 -0700 2014-11164 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11164.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11163.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11163.html Thu, 15 May 2014 00:00:00 -0700 2014-11163 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11163.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11162.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11162.html Thu, 15 May 2014 00:00:00 -0700 2014-11162 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11162.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11161.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11161.html Thu, 15 May 2014 00:00:00 -0700 2014-11161 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11161.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to the Elimination of SPY Position Limits https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11160.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11160.html Thu, 15 May 2014 00:00:00 -0700 2014-11160 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11160.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Relating to the Elimination of SPY Position Limits https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11159.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11159.html Thu, 15 May 2014 00:00:00 -0700 2014-11159 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11159.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Means of Achieving the Investment Objectives of the First Trust Tactical High Yield ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11158.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11158.html Thu, 15 May 2014 00:00:00 -0700 2014-11158 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11158.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11157.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11157.html Thu, 15 May 2014 00:00:00 -0700 2014-11157 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11157.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11156.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11156.html Thu, 15 May 2014 00:00:00 -0700 2014-11156 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11156.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., the Chicago Board Options Exchange, Incorporated, and C2 Options Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11155.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11155.html Thu, 15 May 2014 00:00:00 -0700 2014-11155 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11155.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Rebates https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11154.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11154.html Thu, 15 May 2014 00:00:00 -0700 2014-11154 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11154.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Rollout of the New Options Floor Broker Management System Until September 1, 2014 https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11153.html https://regulations.justia.com/regulations/fedreg/2014/05/15/2014-11153.html Thu, 15 May 2014 00:00:00 -0700 2014-11153 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-15/pdf/2014-11153.pdf