<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/14?registers=between Sun, 08 Jun 2025 20:34:58 -0700 Sun, 08 Jun 2025 20:34:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/14?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and No Objection To Advance Notice To Renew DTC's Existing Credit Facility https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11036.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11036.html Wed, 14 May 2014 00:00:00 -0700 2014-11036 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11036.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and No Objection to Advance Notice To Renew NSCC's Existing Credit Facility https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11035.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11035.html Wed, 14 May 2014 00:00:00 -0700 2014-11035 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11035.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Quarterly Options Series Program https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11034.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11034.html Wed, 14 May 2014 00:00:00 -0700 2014-11034 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11034.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Revisions to MSRB Rule G-30, on Prices and Commissions and the Deletion of Rule G-18, on Execution of Transactions https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11033.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11033.html Wed, 14 May 2014 00:00:00 -0700 2014-11033 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11033.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11032.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11032.html Wed, 14 May 2014 00:00:00 -0700 2014-11032 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11032.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11031.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11031.html Wed, 14 May 2014 00:00:00 -0700 2014-11031 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11031.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees Set Forth in Rule 7015(e) Governing WebLink ACT and the ACT Workstation https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11030.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11030.html Wed, 14 May 2014 00:00:00 -0700 2014-11030 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11030.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11028.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11028.html Wed, 14 May 2014 00:00:00 -0700 2014-11028 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11028.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List, Effective May 2, 2014, To Set Forth a Fee for a Bond Trading License Under Rule 87 and a Rebate for Bond Liquidity Providers That Bring Liquidity to the Exchange's Bond Market in Accordance With Rule 88 and To Delete an Obsolete Fee https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11027.html https://regulations.justia.com/regulations/fedreg/2014/05/14/2014-11027.html Wed, 14 May 2014 00:00:00 -0700 2014-11027 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-14/pdf/2014-11027.pdf