<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/13?registers=between Sat, 24 May 2025 01:27:55 -0700 Sat, 24 May 2025 01:27:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/13?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-11057.html https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-11057.html Tue, 13 May 2014 00:00:00 -0700 2014-11057 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-13/pdf/2014-11057.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Related to the Priority Afforded to In-Crowd Participants Respecting Crossing, Facilitation and Solicited Orders in Open Outcry Trading https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10900.html https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10900.html Tue, 13 May 2014 00:00:00 -0700 2014-10900 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-13/pdf/2014-10900.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10899.html https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10899.html Tue, 13 May 2014 00:00:00 -0700 2014-10899 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-13/pdf/2014-10899.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10898.html https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10898.html Tue, 13 May 2014 00:00:00 -0700 2014-10898 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-13/pdf/2014-10898.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Update ICC's Liquidity Thresholds for Euro Denominated Products https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10897.html https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10897.html Tue, 13 May 2014 00:00:00 -0700 2014-10897 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-13/pdf/2014-10897.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Certain Margin Rules for Volatility Index Options https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10896.html https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10896.html Tue, 13 May 2014 00:00:00 -0700 2014-10896 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-13/pdf/2014-10896.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Amendments to FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) As Amended https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10895.html https://regulations.justia.com/regulations/fedreg/2014/05/13/2014-10895.html Tue, 13 May 2014 00:00:00 -0700 2014-10895 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-13/pdf/2014-10895.pdf