<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/07?registers=between Fri, 23 May 2025 03:41:26 -0700 Fri, 23 May 2025 03:41:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/07?registers=between Notice - In the Matter of: Genosys, Inc.: Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10553.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10553.html Wed, 07 May 2014 00:00:00 -0700 2014-10553 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10553.pdf Notice - Securities Exchange Act of 1934; In the Matter of Exchange Act Rule 13p-1 and Form SD; Order Issuing Stay https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10437.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10437.html Wed, 07 May 2014 00:00:00 -0700 2014-10437 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10437.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AdvisorShares Sunrise Global Multi-Strategy ETF of AdvisorShares Trust https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10408.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10408.html Wed, 07 May 2014 00:00:00 -0700 2014-10408 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10408.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Amex Options-Complex on a Standalone Basis Without Charge From May 1, 2014 Through October 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10389.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10389.html Wed, 07 May 2014 00:00:00 -0700 2014-10389 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10389.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Arca Options-Complex on a Standalone Basis Without Charge From May 1, 2014 Through October 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10388.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10388.html Wed, 07 May 2014 00:00:00 -0700 2014-10388 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10388.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10387.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10387.html Wed, 07 May 2014 00:00:00 -0700 2014-10387 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10387.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Quarterly Options Series Program https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10386.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10386.html Wed, 07 May 2014 00:00:00 -0700 2014-10386 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10386.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10385.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10385.html Wed, 07 May 2014 00:00:00 -0700 2014-10385 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10385.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Self-Trades and FINRA Rule 5210 (Publication of Transactions and Quotations) May 1, 2014. https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10384.html https://regulations.justia.com/regulations/fedreg/2014/05/07/2014-10384.html Wed, 07 May 2014 00:00:00 -0700 2014-10384 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-07/pdf/2014-10384.pdf