<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/02?registers=between Thu, 22 May 2025 21:13:08 -0700 Thu, 22 May 2025 21:13:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/05/02?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10143.html https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10143.html Fri, 02 May 2014 00:00:00 -0700 2014-10143 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-10143.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Short Term Option Series https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10042.html https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10042.html Fri, 02 May 2014 00:00:00 -0700 2014-10042 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-10042.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Revisions Consistent with U.S. Commodity Futures Trading Commission (“CFTC”) Recommendations https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10041.html https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-10041.html Fri, 02 May 2014 00:00:00 -0700 2014-10041 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-10041.pdf Proposed Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-09108.html https://regulations.justia.com/regulations/fedreg/2014/05/02/2014-09108.html Fri, 02 May 2014 00:00:00 -0700 2014-09108 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-05-02/pdf/2014-09108.pdf