<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/29?registers=between Sun, 22 Dec 2024 11:09:00 -0800 Sun, 22 Dec 2024 11:09:00 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/29?registers=between Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 4758 to Correct a Typographical Error https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09681.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09681.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09681 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09681.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the MIAX PRIME Price Improvement Mechanism and the MIAX PRIME Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09680.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09680.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09680 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09680.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment 1 Thereto, to Amend Its Rules Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09679.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09679.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09679 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09679.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading of Exchange-Traded Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09678.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09678.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09678 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09678.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09677.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09677.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09677 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09677.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09676.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09676.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09676 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09676.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09675.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09675.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09675 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09675.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of Reality Shares Isolated Dividend Growth ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09674.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09674.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09674 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09674.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09673.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09673.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09673 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09673.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 26 Examination Program https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09672.html https://regulations.justia.com/regulations/fedreg/2014/04/29/2014-09672.html Tue, 29 Apr 2014 00:00:00 -0700 2014-09672 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-29/pdf/2014-09672.pdf