<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/28?registers=between Sun, 22 Dec 2024 11:47:39 -0800 Sun, 22 Dec 2024 11:47:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/28?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09744.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09744.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09744 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09744.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09529.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09529.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09529 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09529.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09528.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09528.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09528 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09528.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 343 and Its Interpretation to Harmonize the NYSE's Rules with Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09527.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09527.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09527 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09527.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT Rule 343-Equities to Harmonize the NYSE MKT's Rules With Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09526.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09526.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09526 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09526.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change Regarding Adoption of Rule 980.F https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09525.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09525.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09525 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09525.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 9268, 9559, and 9620 To Conform the Exchange's Rules to Changes Recently Adopted by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09524.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09524.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09524 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09524.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quoting Obligations https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09523.html https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09523.html Mon, 28 Apr 2014 00:00:00 -0700 2014-09523 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09523.pdf