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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/28?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/28?registers=between
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Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09744.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09744.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09744
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09744.pdf
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09529.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09529.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09529
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09529.pdf
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Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data”
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09528.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09528.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09528
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09528.pdf
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Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 343 and Its Interpretation to Harmonize the NYSE's Rules with Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09527.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09527.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09527
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09527.pdf
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Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT Rule 343-Equities to Harmonize the NYSE MKT's Rules With Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09526.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09526.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09526
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09526.pdf
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Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change Regarding Adoption of Rule 980.F
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09525.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09525.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09525
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09525.pdf
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Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 9268, 9559, and 9620 To Conform the Exchange's Rules to Changes Recently Adopted by the Financial Industry Regulatory Authority, Inc.
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09524.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09524.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09524
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09524.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quoting Obligations
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09523.html
https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09523.html
Mon, 28 Apr 2014 00:00:00 -0700
2014-09523
Notice
http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09523.pdf