Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/28?limit=200&registers=between&mode=atom 2024-12-22T11:52:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09744.html Notice - Sunshine Act Meeting 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09744 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09744.pdf https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09529.html Notice - Submission for OMB Review; Comment Request 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09529 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09529.pdf https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09528.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09528 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09528.pdf https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09527.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 343 and Its Interpretation to Harmonize the NYSE's Rules with Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09527 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09527.pdf https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09526.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT Rule 343-Equities to Harmonize the NYSE MKT's Rules With Changes by Financial Industry Regulatory Authority, Inc. to Amend the Uniform Branch Office Registration Form 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09526 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09526.pdf https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09525.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change Regarding Adoption of Rule 980.F 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09525 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09525.pdf https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09524.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 9268, 9559, and 9620 To Conform the Exchange's Rules to Changes Recently Adopted by the Financial Industry Regulatory Authority, Inc. 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09524 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09524.pdf https://regulations.justia.com/regulations/fedreg/2014/04/28/2014-09523.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quoting Obligations 2014-04-28T00:00:00-07:00 2014-04-28T00:00:00-07:00 2014-09523 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-28/pdf/2014-09523.pdf