<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/25?registers=between Sun, 22 Jun 2025 23:39:34 -0700 Sun, 22 Jun 2025 23:39:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/25?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09398.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09398.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09398 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09398.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule With Respect to Securities Priced at $1.00 or Greater https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09397.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09397.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09397 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09397.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1, 7.31, 7.34, 7.35, 7.37 and 7.43 To Update Rules Related to the Exchange's Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09396.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09396.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09396 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09396.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Security Futures Risk Disclosure Statement https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09395.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09395.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09395 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09395.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice Entitled “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts” https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09394.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09394.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09394 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09394.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing PHLX Proprietary Products https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09393.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09393.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09393 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09393.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing PHLX Proprietary Products https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09392.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09392.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09392 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09392.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09391.html https://regulations.justia.com/regulations/fedreg/2014/04/25/2014-09391.html Fri, 25 Apr 2014 00:00:00 -0700 2014-09391 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-25/pdf/2014-09391.pdf