<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/22?registers=between Wed, 25 Jun 2025 16:22:41 -0700 Wed, 25 Jun 2025 16:22:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/22?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09213.html https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09213.html Tue, 22 Apr 2014 00:00:00 -0700 2014-09213 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09213.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change Amending Section 17, Which Are Rules Applicable to Securities Known as Fixed Return Options, To Reflect a Name Change to Binary Return Derivatives, a Change to the Calculation of the Settlement Price, Updating Rule References, Adding New Text for ByRDs Series Available for Trading, Amending the Quoting and Trading Increment Applicable to ByRDs, and Adding a New Paragraph 8 to Rule 975NY(a) and Amending Rule 975NY(d)(1) To Address Obvious Errors in ByRDs https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09080.html https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09080.html Tue, 22 Apr 2014 00:00:00 -0700 2014-09080 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09080.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09079.html https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09079.html Tue, 22 Apr 2014 00:00:00 -0700 2014-09079 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09079.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Bylaws of the Exchange Relating to the Nomination and Election of the Vice Chairman https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09078.html https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09078.html Tue, 22 Apr 2014 00:00:00 -0700 2014-09078 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09078.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7130 (Execution and Price/Time Priority) To Include Public Customer Bid/Ask Volume Information in BOX's Proprietary High Speed Vendor Feed (“HSVF”) https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09077.html https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09077.html Tue, 22 Apr 2014 00:00:00 -0700 2014-09077 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09077.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend Certain of Its NYSE MKT Equities Rule Series (500 through 525) To Permit Additional Securities To Be Admitted to Dealings on the Exchange Pursuant to a Grant of Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09076.html https://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09076.html Tue, 22 Apr 2014 00:00:00 -0700 2014-09076 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09076.pdf