Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/22?limit=200®isters=between&mode=atom2024-12-22T11:05:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09213.htmlNotice - Sunshine Act Meeting2014-04-22T00:00:00-07:002014-04-22T00:00:00-07:002014-09213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09213.pdfhttps://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09080.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change Amending Section 17, Which Are Rules Applicable to Securities Known as Fixed Return Options, To Reflect a Name Change to Binary Return Derivatives, a Change to the Calculation of the Settlement Price, Updating Rule References, Adding New Text for ByRDs Series Available for Trading, Amending the Quoting and Trading Increment Applicable to ByRDs, and Adding a New Paragraph 8 to Rule 975NY(a) and Amending Rule 975NY(d)(1) To Address Obvious Errors in ByRDs2014-04-22T00:00:00-07:002014-04-22T00:00:00-07:002014-09080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09080.pdfhttps://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09079.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More2014-04-22T00:00:00-07:002014-04-22T00:00:00-07:002014-09079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09079.pdfhttps://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09078.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Bylaws of the Exchange Relating to the Nomination and Election of the Vice Chairman2014-04-22T00:00:00-07:002014-04-22T00:00:00-07:002014-09078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09078.pdfhttps://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09077.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7130 (Execution and Price/Time Priority) To Include Public Customer Bid/Ask Volume Information in BOX's Proprietary High Speed Vendor Feed (“HSVF”)2014-04-22T00:00:00-07:002014-04-22T00:00:00-07:002014-09077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09077.pdfhttps://regulations.justia.com/regulations/fedreg/2014/04/22/2014-09076.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend Certain of Its NYSE MKT Equities Rule Series (500 through 525) To Permit Additional Securities To Be Admitted to Dealings on the Exchange Pursuant to a Grant of Unlisted Trading Privileges2014-04-22T00:00:00-07:002014-04-22T00:00:00-07:002014-09076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-04-22/pdf/2014-09076.pdf