<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/14?registers=between Sat, 07 Jun 2025 22:08:15 -0700 Sat, 07 Jun 2025 22:08:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/14?registers=between Notice - In the Matter of GrowLife, Inc., File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08475.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08475.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08475 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08475.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Emergency and Extraordinary Market Conditions https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08299.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08299.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08299 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08299.pdf Notice - ALPS ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08287.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08287.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08287 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08287.pdf Notice - Professionally Managed Portfolios and Balter Liquid Alternatives, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08286.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08286.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08286 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08286.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08285.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08285.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08285 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08285.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08284.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08284.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08284 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08284.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08283.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08283.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08283 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08283.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08282.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08282.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08282 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08282.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities Governing Pegging Interest https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08281.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08281.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08281 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08281.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Governing Pegging Interest https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08280.html https://regulations.justia.com/regulations/fedreg/2014/04/14/2014-08280.html Mon, 14 Apr 2014 00:00:00 -0700 2014-08280 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-14/pdf/2014-08280.pdf