<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/10?registers=between Wed, 11 Jun 2025 14:15:29 -0700 Wed, 11 Jun 2025 14:15:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/10?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Introduce a New Credit for Certain Retail Providing Liquidity on the Exchange https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08058.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08058.html Thu, 10 Apr 2014 00:00:00 -0700 2014-08058 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08058.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Introduce a New Credit for Certain Retail Providing Liquidity on the Exchange https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08057.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08057.html Thu, 10 Apr 2014 00:00:00 -0700 2014-08057 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08057.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08005.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08005.html Thu, 10 Apr 2014 00:00:00 -0700 2014-08005 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08005.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08003.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08003.html Thu, 10 Apr 2014 00:00:00 -0700 2014-08003 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08003.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08002.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08002.html Thu, 10 Apr 2014 00:00:00 -0700 2014-08002 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08002.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08001.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08001.html Thu, 10 Apr 2014 00:00:00 -0700 2014-08001 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08001.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08000.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08000.html Thu, 10 Apr 2014 00:00:00 -0700 2014-08000 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08000.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07999.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07999.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07999 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07999.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07998.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07998.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07998 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07998.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07997.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07997.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07997 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07997.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Applicable to Rule 530 Relating to Limit Up/Limit Down https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07995.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07995.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07995 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07995.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the End of Trading on CBSX https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07994.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07994.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07994 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07994.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Managed Data Solution for Non-Display Usage https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07993.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07993.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07993 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07993.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to BOX Rule 5050 To Replace the Reference To “GOOG” With “GOOGL” https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07992.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07992.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07992 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07992.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Its Rule 24.19 https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07991.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07991.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07991 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07991.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07990.html https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07990.html Thu, 10 Apr 2014 00:00:00 -0700 2014-07990 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07990.pdf