<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/07?registers=between Mon, 09 Jun 2025 19:08:17 -0700 Mon, 09 Jun 2025 19:08:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/07?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07840.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07840.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07840.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07656.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07656.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07656 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07656.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07655.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07655.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07655 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07655.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Change Which Would Authorize the Executive Chairman, the Management Vice Chairman, or the President To Delegate to Other OCC Officers Their Authority To Review and Approve Certain Clearing Member Business Expansion Requests and Changes in Facilities Management Arrangements, Provided That Such Delegate Is an Officer of the Rank of Senior Vice President or Higher https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07643.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07643.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07643 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07643.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07642.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07642.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07642 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07642.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07641.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07641.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07641 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07641.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to Its MXN OTC IRS Clearing Offering https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07640.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07640.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07640 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07640.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to CME Rule 281H.02.A. Regarding CME's Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07639.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07639.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07639 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07639.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Impose an Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07638.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07638.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07638 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07638.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07637.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07637.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07637 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07637.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07636.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07636.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07636 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07636.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 98-Equities To Adopt a Principles-based Approach To Prohibit the Misuse of Material Nonpublic Information and Make Conforming Changes to Other Exchange Rules https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07635.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07635.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07635 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07635.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 98 To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information and Make Conforming Changes to Other Exchange Rules https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07634.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07634.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07634 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07634.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07633.html https://regulations.justia.com/regulations/fedreg/2014/04/07/2014-07633.html Mon, 07 Apr 2014 00:00:00 -0700 2014-07633 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-07/pdf/2014-07633.pdf