<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/01?registers=between Sun, 22 Jun 2025 03:04:51 -0700 Sun, 22 Jun 2025 03:04:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/04/01?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07281.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07281.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07281 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07281.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the First Trust Tactical High Yield ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07232.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07232.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07232 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07232.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320, BATS Rule 12.6 and BATS-Y Rule 12.6 Relating to Trading Ahead of Customer Orders https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07195.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07195.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07195 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07195.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12.6 to Conform to FINRA Rule 5320, BATS Rule 12.6 and BATS-Y Rule 12.6 Relating to Trading Ahead of Customer Orders https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07194.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07194.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07194 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07194.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Update ICC's Liquidity Thresholds for Euro Denominated Products https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07193.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07193.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07193 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07193.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Clearly Erroneous Execution Rule for EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07192.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07192.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07192 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07192.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Clearly Erroneous Execution Rule for EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07191.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07191.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07191 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07191.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2128 Relating to Clearly Erroneous Trades https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07189.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07189.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07189 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07189.pdf Notice - Order Granting a Limited Exemption From Rule 102 of Regulation M Concerning the NYSE Arca, Inc.'s Crowd Participant Program Pilot https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07188.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07188.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07188 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07188.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt New NYSE Arca Equities Rule 7.25 To Create a Crowd Participant Program on a Pilot Basis To Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified With the Exchange as CPs https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07187.html https://regulations.justia.com/regulations/fedreg/2014/04/01/2014-07187.html Tue, 01 Apr 2014 00:00:00 -0700 2014-07187 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-01/pdf/2014-07187.pdf