<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/25?registers=between Mon, 23 Jun 2025 04:34:57 -0700 Mon, 23 Jun 2025 04:34:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/25?registers=between Notice - PennantPark Investment Corp., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06465.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06465.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06465 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06465.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative and Conforming Changes To Rename the Membership/Risk Committee to Risk Committee, Reflect the Renaming of the Chairman Title to Executive Chairman, and Reflect That Two Management Directors Are on the Board of Directors https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06464.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06464.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06464 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06464.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Short-Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06463.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06463.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06463 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06463.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Short-Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06462.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06462.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06462 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06462.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06461.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06461.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06461 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06461.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06460.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06460.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06460 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06460.pdf Notice - Self-Regulatory Organizations; Depository Trust Company; Notice of Filing Amendment Nos. 1 and 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06459.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06459.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06459 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06459.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Appointment Cost for CBOE Volatility Index (VIX) Options https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06458.html https://regulations.justia.com/regulations/fedreg/2014/03/25/2014-06458.html Tue, 25 Mar 2014 00:00:00 -0700 2014-06458 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-25/pdf/2014-06458.pdf