<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/19?registers=between Tue, 24 Jun 2025 01:13:16 -0700 Tue, 24 Jun 2025 01:13:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/19?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Establish Pricing for the Retail Liquidity Program and Make Certain Changes Relating to Open Orders https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05988.html https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05988.html Wed, 19 Mar 2014 00:00:00 -0700 2014-05988 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05988.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Corporate Action in Which Its Indirect Parent, NYSE Euronext Holdings LLC, Will Become a Wholly-Owned Subsidiary of IntercontinentalExchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05987.html https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05987.html Wed, 19 Mar 2014 00:00:00 -0700 2014-05987 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05987.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6432 https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05986.html https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05986.html Wed, 19 Mar 2014 00:00:00 -0700 2014-05986 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05986.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change to Adopt Rule 980.F https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05985.html https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05985.html Wed, 19 Mar 2014 00:00:00 -0700 2014-05985 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05985.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify Pricing Applicable to Executions of Mid-Point Passive Liquidity Orders Against Retail Orders Within the Retail Liquidity Program, Effective March 1, 2014 https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05984.html https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05984.html Wed, 19 Mar 2014 00:00:00 -0700 2014-05984 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05984.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate Program and Multiply Listed Options https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05983.html https://regulations.justia.com/regulations/fedreg/2014/03/19/2014-05983.html Wed, 19 Mar 2014 00:00:00 -0700 2014-05983 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-19/pdf/2014-05983.pdf