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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/18?registers=between
Mon, 23 Jun 2025 01:38:05 -0700Mon, 23 Jun 2025 01:38:05 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/18?registers=between
Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Adopting Rule 971.1NY for an Electronic Price Improvement Auction for Single-Leg Orders
https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-05179.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-05179.htmlTue, 18 Mar 2014 00:00:00 -0700C1-2014-05179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/C1-2014-05179.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting
https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-04792.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/C1-2014-04792.htmlTue, 18 Mar 2014 00:00:00 -0700C1-2014-04792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/C1-2014-04792.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06012.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06012.htmlTue, 18 Mar 2014 00:00:00 -07002014-06012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-06012.pdfNotice - Petrotech Oil & Gas, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06005.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-06005.htmlTue, 18 Mar 2014 00:00:00 -07002014-06005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-06005.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05875.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05875.htmlTue, 18 Mar 2014 00:00:00 -07002014-05875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05875.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05874.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05874.htmlTue, 18 Mar 2014 00:00:00 -07002014-05874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05874.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05873.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05873.htmlTue, 18 Mar 2014 00:00:00 -07002014-05873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05873.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF Under NYSE Arca Equities Rule 8.600
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05861.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05861.htmlTue, 18 Mar 2014 00:00:00 -07002014-05861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05861.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05860.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05860.htmlTue, 18 Mar 2014 00:00:00 -07002014-05860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05860.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05859.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05859.htmlTue, 18 Mar 2014 00:00:00 -07002014-05859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05859.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05858.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05858.htmlTue, 18 Mar 2014 00:00:00 -07002014-05858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05858.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05857.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05857.htmlTue, 18 Mar 2014 00:00:00 -07002014-05857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05857.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05856.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05856.htmlTue, 18 Mar 2014 00:00:00 -07002014-05856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05856.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05840.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05840.htmlTue, 18 Mar 2014 00:00:00 -07002014-05840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05840.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05839.html
https://regulations.justia.com/regulations/fedreg/2014/03/18/2014-05839.htmlTue, 18 Mar 2014 00:00:00 -07002014-05839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-18/pdf/2014-05839.pdf