<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/17?registers=between Mon, 23 Jun 2025 01:01:52 -0700 Mon, 23 Jun 2025 01:01:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/17?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05755.html https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05755.html Mon, 17 Mar 2014 00:00:00 -0700 2014-05755 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-17/pdf/2014-05755.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Changes to the MSRB's Electronic Municipal Market Access System, Real-Time Transaction Reporting System, and Short-Term Obligation Rate Transparency System https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05754.html https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05754.html Mon, 17 Mar 2014 00:00:00 -0700 2014-05754 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-17/pdf/2014-05754.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Modify the Current Adding Credit Tiers and Add a New Adding Credit Tier https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05753.html https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05753.html Mon, 17 Mar 2014 00:00:00 -0700 2014-05753 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-17/pdf/2014-05753.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Reality Shares Isolated Dividend Growth ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05752.html https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05752.html Mon, 17 Mar 2014 00:00:00 -0700 2014-05752 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-17/pdf/2014-05752.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Market Makers To Enter Opening Only Orders in Appointed Options Classes https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05751.html https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05751.html Mon, 17 Mar 2014 00:00:00 -0700 2014-05751 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-17/pdf/2014-05751.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Price List and To Make the Fee Changes Operative March 1, 2014 https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05750.html https://regulations.justia.com/regulations/fedreg/2014/03/17/2014-05750.html Mon, 17 Mar 2014 00:00:00 -0700 2014-05750 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-17/pdf/2014-05750.pdf