<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/11?registers=between Mon, 23 Jun 2025 21:51:19 -0700 Mon, 23 Jun 2025 21:51:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/11?registers=between Notice - In the Matter of Suburban Minerals Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05343.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05343.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05343 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05343.pdf Notice - In The Matter Of Global Earth Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05342.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05342.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05342 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05342.pdf Notice - In the Matter of Broadcast Live Digital Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05341.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05341.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05341 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05341.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05321.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05321.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05321 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05321.pdf Notice - Self-Regulatory Organizations; Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Adopting Rule 971.1NY for an Electronic Price Improvement Auction for Single-Leg Orders https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05179.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05179.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05179 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05179.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify the BATS Options Opening Process https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05178.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05178.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05178 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05178.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Focus Five ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05177.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05177.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05177 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05177.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05176.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05176.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05176 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05176.pdf Notice - Joint Industry Plan; Notice of Filing of the Seventh Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05175.html https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05175.html Tue, 11 Mar 2014 00:00:00 -0700 2014-05175 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-11/pdf/2014-05175.pdf