<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/10?registers=between Tue, 15 Jul 2025 20:05:43 -0700 Tue, 15 Jul 2025 20:05:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/10?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend FINRA's Corporate Financing Rules To Simplify and Refine the Scope of the Rules https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05085.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05085.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05085 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05085.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment 1, To Amend Its Rules Related to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05071.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05071.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05071 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05071.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05057.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05057.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05057 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05057.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Comply With Recently Adopted Commodity Futures Trading Commission Requirements for Derivatives Clearing Organizations That Accept Deposits of Futures Customer Funds https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05055.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05055.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05055 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05055.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the Listing and Trading of Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05032.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05032.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05032 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05032.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Supervision https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05031.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05031.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05031 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05031.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Adopt a New Pricing Model and Make Other Conforming Changes https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05030.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05030.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05030 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05030.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change to Adopt the MIAX Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05029.html https://regulations.justia.com/regulations/fedreg/2014/03/10/2014-05029.html Mon, 10 Mar 2014 00:00:00 -0700 2014-05029 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-10/pdf/2014-05029.pdf